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Diane Carol Andrews is a financial_advisor professional located in Higganum, CT. They specialize in financial advisory. With over 28 years of experience, they bring deep expertise to every client.
Diane Carol Andrews - Cetera Wealth Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Diane Carol Andrews operates Cetera Wealth Services, LLC in Higganum, Connecticut. With 28 years in the financial advisory field, she brings substantial experience to wealth management and related financial planning matters. Her practice is registered under FINRA CRD license number 2955296, which governs her activities in securities and investment advisory services.
Diane Carol Andrews holds a FINRA CRD registration, which means she is registered with the Financial Industry Regulatory Authority. This registration indicates she meets regulatory requirements to offer securities and investment advisory services. FINRA oversight involves compliance standards, continuing education requirements, and regulatory supervision of her business practices. Her registration number (2955296) is publicly verifiable through FINRA's systems, allowing clients to confirm her standing and review any disciplinary history.