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Richard Lee Smith is a financial_advisor professional located in Howell, MI. They specialize in financial advisory. With over 14 years of experience, they bring deep expertise to every client.
Richard Lee Smith - Edward Jones holds an active professional license (FINRA CRD) for your protection.
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Richard Lee Smith is a financial advisor with Edward Jones in Howell, Michigan. With 14 years in the financial services industry, Smith works with clients on investment and financial planning matters. His FINRA CRD registration indicates he operates under the regulatory framework of the Financial Industry Regulatory Authority, which oversees broker-dealers and investment advisors in the United States.
Richard Lee Smith holds a FINRA CRD registration, which means he is registered with the Financial Industry Regulatory Authority. This registration is required for professionals who buy and sell securities or provide investment advice on behalf of a broker-dealer or investment firm. FINRA oversight ensures that registered representatives meet education requirements, pass qualifying exams, and comply with industry standards and conduct rules. The CRD number serves as a unique identifier in FINRA's database, allowing clients to verify a professional's registration status and disciplinary history.