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David Robert Kern is a financial_advisor professional located in Huntertown, IN. They specialize in financial advisory. With over 42 years of experience, they bring deep expertise to every client.
David Robert Kern - Concorde Investment Services, Llc holds an active professional license (FINRA CRD) for your protection.
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David Robert Kern operates Concorde Investment Services, LLC, a financial advisory firm based in Huntertown, Indiana. With 42 years in the financial services industry, Kern brings extensive experience to client portfolio management and investment strategy. The firm holds a FINRA CRD license (registration number 1210234), indicating registration with the Financial Industry Regulatory Authority. This long tenure reflects sustained involvement in financial planning and advisory services across multiple market cycles.
A FINRA CRD license means the advisor is registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees securities brokers and dealers. This registration indicates the advisor has passed required qualification exams and is subject to FINRA's rules, compliance standards, and ongoing oversight. The license enables the advisor to offer securities-related investment advice and conduct transactions on behalf of clients. FINRA maintains disciplinary records and enforces ethical standards across the industry, providing a layer of regulatory accountability for investors.