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Roger Allen Seng is a financial_advisor professional located in Jasper, IN. They specialize in financial advisory. With over 4 years of experience, they bring deep expertise to every client.
Roger Allen Seng - Cetera Wealth Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Roger Allen Seng operates Cetera Wealth Services, LLC in Jasper, Indiana, bringing four years of experience in financial advisory services. He holds a FINRA CRD license number 7441321, which enables him to provide investment and wealth management guidance to clients. His practice focuses on helping individuals navigate financial planning and investment decisions within a regulated framework.
A FINRA CRD license indicates that Roger Allen Seng is registered with the Financial Industry Regulatory Authority, the primary regulator of securities brokers and advisors in the United States. This registration means he has passed required examinations, undergone a background check, and must comply with FINRA rules and standards for conduct and client protection. The CRD (Central Registration Depository) number is the official identifier for his registration status and disciplinary history, which is publicly searchable through FINRA's BrokerCheck system. This license is required to legally offer investment advisory services and recommendations to clients.