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Adam Stuart Rosenthal is a financial_advisor professional located in Jericho, NY. They specialize in financial advisory. With over 32 years of experience, they bring deep expertise to every client.
Adam Stuart Rosenthal - Ubs Financial Services Inc. holds an active professional license (FINRA CRD) for your protection.
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Adam Stuart Rosenthal operates as a financial advisor through UBS Financial Services Inc. in Jericho, New York. With 32 years in the financial services industry, he brings substantial experience to client relationships. His registration with FINRA (Financial Industry Regulatory Authority) through CRD number 2277291 indicates compliance with federal securities regulations and ongoing industry oversight. Rosenthal works within the framework of UBS, a major global financial institution, serving clients seeking investment and financial planning guidance.
Adam Stuart Rosenthal's FINRA CRD registration means he is registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees securities brokers and advisors in the United States. This registration requires compliance with FINRA rules, ongoing education, and background checks. The CRD (Central Registration Depository) number is a public identifier that allows clients to verify his registration status and disciplinary history through FINRA's BrokerCheck system. This oversight provides a layer of consumer protection and ensures he operates within established securities industry standards.