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Benjamin David Shively is a financial_advisor professional located in Kendallville, IN. They specialize in financial advisory.
Benjamin David Shively - Ami Investment Management Inc holds an active professional license (FINRA CRD) for your protection.
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Benjamin David Shively operates Ami Investment Management Inc in Kendallville, Indiana. As a financial advisor, he holds FINRA CRD registration (License #3051154), which subjects him to regulatory oversight by the Financial Industry Regulatory Authority. This registration indicates he meets baseline standards for conducting securities and investment advisory activities. Prospective clients should verify current licensing status and review his disciplinary history through FINRA's BrokerCheck system before engaging his services.
Benjamin David Shively's FINRA CRD registration means he is registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees broker-dealers and investment professionals. This registration requires him to pass qualifying exams and comply with FINRA's conduct rules and continuing education requirements. It signals he operates under regulatory supervision designed to protect investors, and his disciplinary and employment history is publicly searchable through FINRA's BrokerCheck tool. Clients can use that resource to verify his standing and review any past violations or complaints.