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Nicholas Anthony Profeta is a financial_advisor professional located in Keokuk, IA. They specialize in financial advisory. With over 1 years of experience, they bring deep expertise to every client.
Nicholas Anthony Profeta - Moors & Cabot, Inc. holds an active professional license (FINRA CRD) for your protection.
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Nicholas Anthony Profeta operates as a financial advisor with Moors & Cabot, Inc. in Keokuk, Iowa. With one year in business, Profeta works with clients seeking financial guidance and advisory services. His business is registered with FINRA, the Financial Industry Regulatory Authority, which oversees securities professionals and investment advisors operating in the United States.
Profeta holds a FINRA CRD registration, which means he is registered with the Financial Industry Regulatory Authority's Central Registration Depository. This registration indicates that he meets FINRA's qualification standards and is subject to ongoing regulatory oversight and compliance requirements. FINRA registration signals that a financial professional has passed required examinations and is authorized to engage in securities and investment advisory activities under FINRA's regulatory framework.