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Philip John Moses is a financial_advisor professional located in Lake City, FL. They specialize in financial advisory. With over 28 years of experience, they bring deep expertise to every client.
Philip John Moses - Raymond James Financial Services, Inc. holds an active professional license (FINRA CRD) for your protection.
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Philip John Moses operates as a financial advisor in Lake City, Florida, through Raymond James Financial Services, Inc. With 28 years in the financial services industry, he brings substantial experience to client relationships. His professional registration is tracked under FINRA CRD license number 2894936, which maintains oversight of his advisory activities. Moses works within the regulatory framework established for financial professionals serving individual and institutional clients.
A FINRA CRD (Central Registration Depository) license number indicates that Philip John Moses is registered with the Financial Industry Regulatory Authority. This registration means he operates under FINRA's regulatory oversight and compliance requirements, which govern conduct, disclosures, and business practices for financial professionals. The license number serves as his identifier within FINRA's system, allowing clients and regulators to verify his registration status and review any disciplinary history. This registration is essential for anyone offering investment advice or securities services to the public.