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Roger Clayton Davis is a financial_advisor professional located in Lake Village, AR. They specialize in financial advisory. With over 32 years of experience, they bring deep expertise to every client.
Roger Clayton Davis - Aag Capital, Inc holds an active professional license (FINRA CRD) for your protection.
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Roger Clayton Davis operates Aag Capital, Inc, a financial advisory firm based in Lake Village, Arkansas. With 32 years in the financial services industry, Davis brings substantial experience to client relationships. The firm holds a FINRA CRD license (number 2320335), which governs securities and investment advisory activities. Davis works with clients seeking financial guidance and investment management services within the regulatory framework established by the Financial Industry Regulatory Authority.
A FINRA CRD license indicates that Roger Clayton Davis is registered with the Financial Industry Regulatory Authority and authorized to conduct securities and investment advisory business. This registration requires compliance with FINRA rules, continuing education, and regulatory oversight. The CRD system maintains disciplinary history and professional qualifications, providing transparency into a financial advisor's background and regulatory standing. Clients working with a FINRA-registered advisor have recourse through FINRA's dispute resolution process.