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Alexander Joseph Gaustad is a financial_advisor professional located in Lakeville, MN. They specialize in financial advisory. With over 3 years of experience, they bring deep expertise to every client.
Alexander Joseph Gaustad - Ameriprise Financial Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Alexander Joseph Gaustad operates as a financial advisor through Ameriprise Financial Services, LLC in Lakeville, Minnesota. With three years in the financial services industry, Gaustad holds a FINRA CRD license, which registers him with the Financial Industry Regulatory Authority. This licensing demonstrates his registration within the securities regulatory framework and his ability to offer financial advisory services under FINRA oversight.
Alexander Joseph Gaustad's FINRA CRD (Central Registration Depository) license indicates he is registered with the Financial Industry Regulatory Authority, the primary regulator of securities brokers and investment advisors in the United States. This registration means he operates under FINRA's rules and supervision, which establish standards for conduct, customer protection, and ongoing compliance. FINRA CRD registration is required for professionals offering securities-related advisory services and demonstrates accountability to federal regulatory standards.