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Richard David Wohlwend is a financial_advisor professional located in Lakeville, MN. They specialize in financial advisory. With over 36 years of experience, they bring deep expertise to every client.
Richard David Wohlwend - Osaic Wealth, Inc. holds an active professional license (FINRA CRD) for your protection.
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Richard David Wohlwend operates as a financial advisor through Osaic Wealth, Inc. in Lakeville, Minnesota. With 36 years in the financial services industry, he brings substantial experience to client relationships. His registration with FINRA (Financial Industry Regulatory Authority) through CRD number 1974461 indicates he operates under federal oversight and regulatory compliance standards established for investment professionals.
Richard David Wohlwend holds a FINRA CRD registration, which means he is registered with the Financial Industry Regulatory Authority and subject to their regulatory framework. This registration requires compliance with federal securities laws and industry standards. FINRA oversight includes background checks, continuing education requirements, and adherence to conduct rules designed to protect clients. His CRD number serves as his identifier within FINRA's Central Registration Depository system, allowing clients and regulators to verify his registration status and disciplinary history.