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Steven Donald Lorenz is a financial_advisor professional located in Lakeville, MN. They specialize in financial advisory. With over 40 years of experience, they bring deep expertise to every client.
Steven Donald Lorenz - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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Steven Donald Lorenz operates as a financial advisor in Lakeville, Minnesota, under the LPL Financial LLC umbrella. With 40 years in the financial services industry, he brings extensive experience to client relationships. His FINRA CRD registration indicates his standing within the regulatory framework that governs investment professionals. LPL Financial is one of the largest independent broker-dealer platforms in the United States, providing support and oversight for advisors like Lorenz who serve individual and institutional clients.
A FINRA CRD (Central Registration Depository) number signals that Steven Donald Lorenz is registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees broker-dealers and investment advisors. This registration means he operates under FINRA's compliance rules and is subject to their examination and disciplinary processes. The CRD system maintains records of his qualifications, employment history, and regulatory standing, which customers and compliance officers can verify. This registration is fundamental to conducting securities business and managing client investments.