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Peter David Dubin is a financial_advisor professional located in Lawrence, NY. They specialize in financial advisory. With over 33 years of experience, they bring deep expertise to every client.
Peter David Dubin - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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Peter David Dubin is a financial advisor based in Lawrence, NY, operating under LPL Financial LLC. With 33 years in the financial services industry, he brings extensive experience to client relationships. His FINRA CRD registration indicates he operates within the regulatory framework established by the Financial Industry Regulatory Authority. Dubin works with clients seeking financial guidance and planning services in the Lawrence area.
A FINRA CRD registration means this advisor is registered with the Financial Industry Regulatory Authority, the primary regulator of securities brokers and dealers in the United States. This registration signals that the advisor has met specific training and qualification requirements to offer investment and financial services. FINRA maintains oversight of registered representatives' conduct, compliance with securities laws, and ethical standards. The CRD number serves as a public identifier for checking an advisor's registration status and disciplinary history through FINRA's BrokerCheck system, providing transparency for clients evaluating their advisor's credentials.