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Carol R Newman is a financial_advisor professional located in Lexington, MA. They specialize in financial advisory.
Carol R Newman - Wingate Wealth Advisors, Inc. holds an active professional license (FINRA CRD) for your protection.
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Carol R Newman operates Wingate Wealth Advisors, Inc. in Lexington, Massachusetts. As a financial advisor, she works with clients on wealth management and financial planning matters. Her practice is registered with FINRA, the Financial Industry Regulatory Authority, which oversees investment professionals and broker-dealers across the United States. This registration ensures her activities comply with securities regulations and industry standards.
Carol R Newman's FINRA CRD registration (License #6173001) means she is registered with the Financial Industry Regulatory Authority, the regulatory body that oversees investment professionals and securities firms. FINRA registration requires compliance with federal securities laws and industry conduct rules. This designation signals that her practice operates under regulatory oversight designed to protect investors and maintain market integrity. The CRD number is the Central Registration Depository identifier used to track her registration status and disciplinary history across the securities industry.