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Carter James Speelman is a financial_advisor professional located in Lisle, IL. They specialize in financial advisory.
Carter James Speelman - Foreside Fund Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Carter James Speelman operates Foreside Fund Services, LLC, based in Lisle, Illinois. As a financial advisor, Speelman works with clients on investment and financial planning matters. The business maintains a FINRA CRD registration, which indicates involvement in securities and investment advisory services regulated by the Financial Industry Regulatory Authority. Prospective clients can verify credentials and registration status through FINRA's public database using the CRD number on file.
A FINRA CRD registration indicates that this financial advisor operates under the oversight of the Financial Industry Regulatory Authority, a self-regulatory organization that governs securities professionals and investment advisors. The CRD number serves as a permanent identifier in FINRA's Central Registration Depository, allowing clients to verify the advisor's registration status, disciplinary history, and qualifications. This registration means the advisor is subject to FINRA's compliance rules and standards for securities transactions and investment advice. Clients can look up the complete registration details and background information using the CRD number provided.