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Sarah J Kim is a financial_advisor professional located in Little Neck, NY. They specialize in financial advisory. With over 22 years of experience, they bring deep expertise to every client.
Sarah J Kim - J.P. Morgan Securities Llc holds an active professional license (FINRA CRD) for your protection.
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Sarah J Kim is a financial advisor based in Little Neck, NY, with 22 years of experience in the financial services industry. She is registered with J.P. Morgan Securities LLC and holds a FINRA CRD license, which governs her work in securities and investment advisory services. Her background reflects extensive experience serving clients in financial planning and investment management within a regulated institutional framework.
Sarah J Kim's FINRA CRD (Central Registration Depository) license indicates she is registered with the Financial Industry Regulatory Authority and authorized to conduct securities transactions and provide investment advice. This registration requires compliance with FINRA rules, ongoing continuing education, and regulatory oversight. The license demonstrates she operates within the framework of federal securities laws and is subject to industry standards for conduct and client protection.