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Rodney Lee Seaton is a financial_advisor professional located in Lone Tree, CO. They specialize in financial advisory. With over 14 years of experience, they bring deep expertise to every client.
Rodney Lee Seaton - Charles Schwab & Co., Inc. holds an active professional license (FINRA CRD) for your protection.
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Rodney Lee Seaton is a financial advisor based in Lone Tree, Colorado, operating with Charles Schwab & Co., Inc. With 14 years in the financial services industry, Seaton holds a FINRA CRD registration (License #5928590), which governs his work in securities and investment advisory services. He works within the regulatory framework established by the Financial Industry Regulatory Authority to serve clients' financial planning and investment needs.
A FINRA CRD registration means Rodney Lee Seaton is registered with the Financial Industry Regulatory Authority and maintains a Central Registration Depository record. This registration allows him to conduct securities transactions and provide investment advice under FINRA's regulatory oversight. The CRD system tracks his licensing history, qualifications, and regulatory compliance. Clients can verify his registration status and background through FINRA's public database, ensuring transparency in his qualifications to handle investment and financial advisory matters.