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Melisa L Medeiros Swim is a financial_advisor professional located in Lonsdale, MN. They specialize in financial advisory. With over 19 years of experience, they bring deep expertise to every client.
Melisa L Medeiros Swim - Ameriprise Financial Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Melisa L Medeiros Swim operates as a financial advisor through Ameriprise Financial Services, LLC, based in Lonsdale, Minnesota. With 19 years in the financial services industry, she brings substantial experience to client relationships. Her FINRA CRD registration indicates she operates under regulatory oversight from the Financial Industry Regulatory Authority, which governs broker-dealers and investment professionals. Clients working with her can expect guidance grounded in years of market familiarity and established industry compliance standards.
A FINRA CRD (Central Registration Depository) license number signals that Melisa L Medeiros Swim is registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees broker-dealers, investment advisors, and financial professionals in the United States. This registration means she operates under FINRA's regulatory framework, which includes ongoing compliance requirements, continuing education, and ethical standards. Clients can verify her registration status and disciplinary history through FINRA's BrokerCheck system, providing transparency about her professional standing and any enforcement actions.