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James Robert Borah is a financial_advisor professional located in Mansfield, MA. They specialize in financial advisory. With over 32 years of experience, they bring deep expertise to every client.
James Robert Borah - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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James Robert Borah is a financial advisor operating under LPL Financial LLC in Mansfield, Massachusetts. With 32 years in the financial services industry, he brings substantial experience to client relationships. His FINRA CRD registration reflects his participation in the regulatory framework governing investment professionals. LPL Financial LLC is a broker-dealer platform that supports advisors in delivering investment and financial planning services.
The FINRA CRD (Central Registration Depository) license indicates that James Robert Borah is registered with the Financial Industry Regulatory Authority, the primary regulatory body overseeing investment professionals and broker-dealers in the United States. This registration means he operates under FINRA's compliance rules and standards. Advisors with FINRA CRD registration are subject to ongoing regulatory oversight, continuing education requirements, and adherence to conduct standards designed to protect investors. His registration allows him to engage in securities-related advisory and brokerage activities within the scope permitted by his firm and regulatory designation.