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Aaron Carroll is a financial_advisor professional located in Maryland Heights, MO. They specialize in financial advisory. With over 22 years of experience, they bring deep expertise to every client.
Aaron Carroll - Pfs Investments Inc. holds an active professional license (FINRA CRD) for your protection.
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Aaron Carroll operates Pfs Investments Inc. in Maryland Heights, Missouri, offering financial advisory services. With 22 years in the financial services industry, Carroll brings extensive experience to client relationships. The firm holds a FINRA CRD license number 4728327, indicating registration with the Financial Industry Regulatory Authority. This background positions the business to address a range of investment and financial planning needs for clients in the region.
Aaron Carroll's FINRA CRD registration means the advisor is registered with the Financial Industry Regulatory Authority, the primary regulator overseeing broker-dealers and investment professionals in the United States. This registration requires background checks, compliance training, and ongoing adherence to FINRA rules and ethical standards. FINRA CRD registration signals that the advisor operates under federal oversight and must maintain specific qualifications to conduct securities and investment business with clients.