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Austin Lee Garcia is a financial_advisor professional located in Mears, MI. They specialize in financial advisory. With over 8 years of experience, they bring deep expertise to every client.
Austin Lee Garcia - Cetera Investment Services Llc holds an active professional license (FINRA CRD) for your protection.
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Austin Lee Garcia operates Cetera Investment Services LLC in Mears, Michigan, bringing 8 years of experience in financial advisory services. The firm holds a FINRA CRD license (number 6899438), which establishes its regulatory standing in the securities industry. Garcia works within the framework of FINRA oversight, the primary self-regulatory organization for broker-dealers and investment professionals in the United States.
A FINRA CRD license indicates the holder is registered with the Financial Industry Regulatory Authority, the self-regulatory body that oversees broker-dealers and investment professionals. This registration means the advisor operates under FINRA's rulebook and is subject to their compliance and disciplinary processes. The CRD (Central Registration Depository) number is the unique identifier tracking the individual's regulatory history, registrations, and any disciplinary actions within the securities industry.