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David Stuart Penn is a financial_advisor professional located in Miami Beach, FL. They specialize in financial advisory. With over 41 years of experience, they bring deep expertise to every client.
David Stuart Penn - Janney Montgomery Scott Llc holds an active professional license (FINRA CRD) for your protection.
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David Stuart Penn is a financial advisor based in Miami Beach, Florida, with 41 years of experience in the industry. He is affiliated with Janney Montgomery Scott LLC and holds a FINRA CRD license number 1284964. With four decades of work in financial advisory services, Penn brings extensive market knowledge and client relationship experience to his practice.
A FINRA CRD (Central Registration Depository) license indicates that David Stuart Penn is registered with the Financial Industry Regulatory Authority, the self-regulatory organization overseeing broker-dealers and investment professionals. This registration means he operates under FINRA's regulatory framework and must comply with industry standards for client protection, ethical conduct, and financial practices. The CRD number serves as his official identifier within the securities industry registration system, signaling that his background, qualifications, and disciplinary history are subject to regulatory oversight.