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Alison M Capp is a financial_advisor professional located in Midland, MI. They specialize in financial advisory.
Alison M Capp - Hantz Financial Services, Inc. holds an active professional license (FINRA CRD) for your protection.
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Alison M Capp operates Hantz Financial Services, Inc. in Midland, Michigan, offering financial advisory services. She holds a FINRA CRD license (number 5110771), which registers her with the Financial Industry Regulatory Authority. This credential indicates she operates under FINRA's regulatory framework and compliance standards. Clients working with Capp can expect services delivered by a professional registered and monitored by one of the securities industry's primary self-regulatory organizations.
Alison M Capp's FINRA CRD (Central Registration Depository) license indicates she is registered with the Financial Industry Regulatory Authority, the primary self-regulatory organization for securities brokers and financial professionals. This registration means she operates under FINRA's regulatory oversight, compliance requirements, and conduct standards. FINRA registration signals that a financial professional has met baseline qualifications, passed required examinations, and is subject to ongoing regulatory monitoring and disciplinary procedures. Clients can verify her registration status and any disciplinary history through FINRA's public database.