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William Robert Swartz is a financial_advisor professional located in Millersville, MD. They specialize in financial advisory. With over 30 years of experience, they bring deep expertise to every client.
William Robert Swartz - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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William Robert Swartz operates as a financial advisor in Millersville, Maryland, through LPL Financial LLC. With 30 years in the financial services industry, Swartz brings extensive experience to client relationships. His practice is registered under FINRA CRD license number 2348798, which governs his activities in the securities and investment advisory space. Clients working with Swartz benefit from his long tenure in the field and his regulatory standing within the financial services sector.
William Robert Swartz holds a FINRA CRD (Central Registration Depository) license, which means he is registered with the Financial Industry Regulatory Authority. This registration indicates he meets FINRA's standards and is subject to ongoing compliance, supervision, and regulatory oversight. The CRD system tracks his disciplinary history and maintains records of his qualifications. Clients can verify his registration and licensing status through FINRA's BrokerCheck database, ensuring transparency and accountability in his financial advisory practice.