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Michael James Walsh is a financial_advisor professional located in Minnetrista, MN. They specialize in financial advisory. With over 12 years of experience, they bring deep expertise to every client.
Michael James Walsh - Cetera Wealth Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Michael James Walsh operates Cetera Wealth Services, LLC, a financial advisory firm based in Minnetrista, Minnesota. With 12 years of experience in the financial services industry, Walsh brings substantial tenure to wealth management and advisory work. The firm is registered with FINRA (Financial Industry Regulatory Authority) under CRD number 6224006, which establishes its regulatory standing within the securities industry.
A FINRA CRD registration indicates that Michael James Walsh and his firm operate under oversight by the Financial Industry Regulatory Authority, the primary regulatory body for securities brokers and financial advisors in the United States. This registration means the advisor and firm are subject to FINRA's rules, examinations, and disciplinary processes. Clients can verify registration details and any disciplinary history through FINRA's BrokerCheck tool using the CRD number. This oversight structure establishes baseline compliance standards and consumer protections within the securities industry.