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Rian Yates is a financial_advisor professional located in Muscatine, IA. They specialize in financial advisory. With over 1 years of experience, they bring deep expertise to every client.
Rian Yates - Cambridge Investment Research, Inc. holds an active professional license (FINRA CRD) for your protection.
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Rian Yates operates as a financial advisor through Cambridge Investment Research, Inc., based in Muscatine, Iowa. With one year in business, Yates holds a FINRA CRD license (number 7952285), which enables participation in the securities industry under Financial Industry Regulatory Authority oversight. The practice focuses on financial advisory services in the local market.
A FINRA CRD license indicates that Rian Yates is registered with the Financial Industry Regulatory Authority, the primary regulator of securities brokers and financial professionals in the United States. This registration means the advisor has met baseline qualifications and is subject to FINRA's rules and ongoing compliance requirements. The CRD (Central Registration Depository) number serves as the official identifier for tracking the advisor's registration status, disciplinary history, and regulatory standing. Customers can verify this registration and review any public disclosures through FINRA's BrokerCheck system.