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Charles David Fazio is a financial_advisor professional located in New Castle, DE. They specialize in financial advisory. With over 10 years of experience, they bring deep expertise to every client.
Charles David Fazio - Mml Investors Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Charles David Fazio operates Mml Investors Services, Llc, a financial advisory firm based in New Castle, Delaware. With 10 years in the financial services industry, Fazio brings experience in investment guidance and portfolio management. The firm is registered with FINRA under CRD number 6178995, ensuring oversight and compliance with industry regulations. Clients working with Fazio receive guidance grounded in established financial practices and regulatory standards.
A FINRA CRD registration indicates that Charles David Fazio is registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees brokerage firms and financial professionals. This registration means the advisor is subject to FINRA's rules, examinations, and disciplinary oversight, which help protect investors. The CRD number (6178995) is a unique identifier in FINRA's database that allows clients to verify registration status and review the advisor's professional history and any regulatory actions. This structure provides a layer of investor protection through regulatory monitoring and compliance requirements.