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David Lewis King is a financial_advisor professional located in New Haven, CT. They specialize in financial advisory. With over 15 years of experience, they bring deep expertise to every client.
David Lewis King - Ubs Financial Services Inc. holds an active professional license (FINRA CRD) for your protection.
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David Lewis King operates UBS Financial Services Inc. in New Haven, Connecticut, bringing 15 years of experience in financial advisory. He holds a FINRA CRD license (number 4984033), which governs his ability to conduct securities-related business and manage client investments. His background spans more than a decade of work in the financial services industry, serving clients seeking professional guidance on investment and financial planning matters.
David Lewis King's FINRA CRD (Central Registration Depository) license means he is registered with the Financial Industry Regulatory Authority and authorized to conduct securities business. This license indicates he has passed required examinations and is subject to FINRA oversight and regulatory standards. The CRD system tracks his registration status, disciplinary history, and qualifications, ensuring he meets industry requirements for handling client investments and providing securities-related advice. This registration is essential for anyone offering investment services to the public.