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Phillip Michael Thomas Morris is a financial_advisor professional located in Newark, DE. They specialize in financial advisory. With over 3 years of experience, they bring deep expertise to every client.
Phillip Michael Thomas Morris - J.P. Morgan Securities Llc holds an active professional license (FINRA CRD) for your protection.
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Phillip Michael Thomas Morris operates as a financial advisor through J.P. Morgan Securities LLC in Newark, Delaware. With three years in business, Morris holds a FINRA CRD license (number 7550617), which registers him with the Financial Industry Regulatory Authority. This registration enables him to offer securities and investment advisory services under FINRA's regulatory oversight and compliance framework.
A FINRA CRD license indicates that Phillip Michael Thomas Morris is registered with the Financial Industry Regulatory Authority, the primary regulator of securities brokers and investment professionals in the United States. This registration means he has met background, qualification, and ongoing compliance requirements set by FINRA. Holders of FINRA CRD licenses are subject to regulatory examinations, conduct rules, and customer protection standards. The license enables him to engage in securities sales and investment advisory activities while operating under FINRA's supervision and enforcement authority.