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William Herbert Banks is a financial_advisor professional located in Newark, DE. They specialize in financial advisory. With over 10 years of experience, they bring deep expertise to every client.
William Herbert Banks - Bankers Life Securities, Inc. holds an active professional license (FINRA CRD) for your protection.
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William Herbert Banks operates through Bankers Life Securities, Inc. in Newark, Delaware, bringing 10 years of experience in financial advisory services. He holds a FINRA CRD license number 6364863, which regulates his activities in securities and investment advisory work. His background reflects a decade of involvement in the financial services sector, positioning him to assist clients with investment-related needs and financial planning matters.
A FINRA CRD (Central Registration Depository) license number indicates that William Herbert Banks is registered with the Financial Industry Regulatory Authority, the primary regulatory body overseeing broker-dealers and investment advisors in the United States. This registration means he operates under FINRA's oversight and compliance requirements, which govern how he can conduct securities transactions, manage client accounts, and provide investment advice. The license demonstrates he meets industry standards for operating in these capacities and is subject to ongoing regulatory monitoring and continuing education requirements.