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Michael Swift Smith is a financial_advisor professional located in Newmarket, NH. They specialize in financial advisory. With over 18 years of experience, they bring deep expertise to every client.
Michael Swift Smith - Vanderbilt Securities, Llc holds an active professional license (FINRA CRD) for your protection.
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Michael Swift Smith operates Vanderbilt Securities, LLC, a financial advisory firm based in Newmarket, NH. With 18 years of experience in the financial services industry, Smith brings established expertise to client relationships. The firm holds a FINRA CRD license number 5312436, which enables operations within the regulated securities market. Smith's long tenure in financial advisory positions him to address various client financial planning needs within the scope of his licensed practice.
Michael Swift Smith's FINRA CRD (Central Registration Depository) license indicates he is registered with the Financial Industry Regulatory Authority, the primary self-regulatory organization for securities brokers and dealers. This license type signals that Smith operates under FINRA oversight and must comply with industry regulations governing securities sales, client suitability standards, and continuing education requirements. A FINRA CRD registration demonstrates that the advisor has met baseline qualification standards and maintains active compliance with securities regulations, which protects clients engaging in investment services.