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Richard Cunningham is a financial_advisor professional located in Noblesville, IN. They specialize in financial advisory. With over 14 years of experience, they bring deep expertise to every client.
Richard Cunningham - Pfs Investments Inc. holds an active professional license (FINRA CRD) for your protection.
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Richard Cunningham operates PFS Investments Inc. in Noblesville, Indiana, bringing 14 years of experience in financial advisory services. The firm holds a FINRA CRD registration (License #5756069), which governs securities professionals and investment advisors in the United States. This registration demonstrates compliance with Financial Industry Regulatory Authority standards and oversight requirements for conducting investment business.
Richard Cunningham's FINRA CRD registration indicates he operates under the regulatory framework established by the Financial Industry Regulatory Authority. This registration type applies to securities professionals and investment advisors, meaning his business practices and qualifications are subject to FINRA examination, compliance rules, and ongoing oversight. The CRD system maintains detailed disciplinary and employment history records, providing transparency for clients about the advisor's regulatory standing and any past enforcement actions.