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Samuel Scott Alexander is a financial_advisor professional located in Omaha, NE. They specialize in financial advisory. With over 19 years of experience, they bring deep expertise to every client.
Samuel Scott Alexander - Cetera Advisors Llc holds an active professional license (FINRA CRD) for your protection.
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Samuel Scott Alexander operates Cetera Advisors LLC, a financial advisory firm based in Omaha, Nebraska. With 19 years of experience in the financial services industry, Alexander brings substantial tenure to client relationships and portfolio management. The firm holds a FINRA CRD license, indicating registration with the Financial Industry Regulatory Authority. This licensing structure positions the business within the regulated framework that governs investment advisors and securities professionals across the United States.
A FINRA CRD (Central Registration Depository) license indicates that Samuel Scott Alexander is registered with the Financial Industry Regulatory Authority, the primary self-regulatory organization overseeing investment professionals and broker-dealers in the United States. This registration means the advisor operates under FINRA's compliance and conduct rules, which govern how financial services are delivered and how client assets are managed. FINRA registration requires background checks, examinations, and ongoing continuing education, signaling that the advisor meets baseline industry standards for operating in securities and investment advisory roles.