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Mallory Bailey Stein is a financial_advisor professional located in Opelika, AL. They specialize in financial advisory. With over 6 years of experience, they bring deep expertise to every client.
Mallory Bailey Stein - Ameriprise Financial Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Mallory Bailey Stein is a financial advisor based in Opelika, Alabama, operating through Ameriprise Financial Services, LLC. With six years of experience in the financial services industry, Stein works with clients on their financial planning needs. The business is registered with FINRA under CRD number 6600220, ensuring regulatory oversight of financial advisory services.
A FINRA CRD (Central Registration Depository) number indicates that Mallory Bailey Stein is registered with the Financial Industry Regulatory Authority, the primary regulator of securities brokers and financial advisors in the United States. This registration means the advisor has met baseline qualifications and is subject to FINRA's rules, compliance requirements, and ongoing oversight. The CRD registration provides transparency about the advisor's regulatory status and disciplinary history, which clients can verify through FINRA's public database.