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Luis Mercedes-Baez is a financial_advisor professional located in Orange, CT. They specialize in financial advisory. With over 2 years of experience, they bring deep expertise to every client.
Luis Mercedes-Baez - Key Investment Services Llc holds an active professional license (FINRA CRD) for your protection.
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Luis Mercedes-Baez operates Key Investment Services LLC in Orange, Connecticut. With two years in business, he holds a FINRA CRD license number 7475782, which governs his work in financial advisory services. His credentials and specific service offerings are available through direct consultation.
Luis Mercedes-Baez's FINRA CRD (Central Registration Depository) license indicates he is registered with the Financial Industry Regulatory Authority, the primary regulator overseeing broker-dealers and investment professionals. This registration means he operates under FINRA's rules and supervision, which govern conduct, disclosures, and client protection standards in securities and investment advisory work. The license number 7475782 is his unique identifier in FINRA's regulatory database, allowing clients and regulators to verify his standing and disciplinary history.