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Luis Angel Arias is a financial_advisor professional located in Peabody, MA. They specialize in financial advisory.
Luis Angel Arias - Santander Securities Llc holds an active professional license (FINRA CRD) for your protection.
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Luis Angel Arias operates Santander Securities LLC, a financial advisory firm based in Peabody, Massachusetts. The business holds a FINRA CRD registration, which authorizes securities-related advisory services under regulatory oversight. This registration enables the firm to offer guidance on investment and financial matters to clients. The firm's operations are subject to Financial Industry Regulatory Authority standards and compliance requirements.
A FINRA CRD registration indicates that Luis Angel Arias and Santander Securities LLC are registered with the Financial Industry Regulatory Authority, the self-regulatory organization overseeing the securities industry. This registration means the firm and its representatives have met baseline qualification requirements and are subject to ongoing regulatory examination and compliance obligations. Clients working with a FINRA-registered advisor can file complaints through FINRA's dispute resolution process, and the firm's disciplinary history is publicly available through the CRD database.