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Connie Suzanne Mccleary-Geiger is a financial_advisor professional located in Pella, IA. They specialize in financial advisory.
Connie Suzanne Mccleary-Geiger - Intellicents Investment Solutions Inc holds an active professional license (FINRA CRD) for your protection.
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Connie Suzanne Mccleary-Geiger operates Intellicents Investment Solutions Inc in Pella, Iowa, offering financial advisory services. The business is registered with FINRA CRD license number 8009219, indicating compliance with Financial Industry Regulatory Authority oversight. This registration means the advisor and firm are subject to FINRA's regulatory framework and examination requirements. Clients working with this firm can verify the registration status and disciplinary history through FINRA's public database.
A FINRA CRD license number indicates that the advisor and their firm are registered with the Financial Industry Regulatory Authority, a self-regulatory organization that oversees securities firms and professionals. This registration requires compliance with FINRA rules, regular continuing education, and background checks. The CRD (Central Registration Depository) system allows clients to verify the advisor's registration status, qualifications, and any disciplinary history through FINRA's public BrokerCheck tool. This oversight provides a layer of regulatory accountability for investment-related services.