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Dawn Jean Kleis is a financial_advisor professional located in Pella, IA. They specialize in financial advisory. With over 20 years of experience, they bring deep expertise to every client.
Dawn Jean Kleis - Raymond James Financial Services, Inc. holds an active professional license (FINRA CRD) for your protection.
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Dawn Jean Kleis operates as a financial advisor through Raymond James Financial Services, Inc. in Pella, Iowa. With 20 years in the financial services industry, she holds a FINRA CRD license (number 5006936), which registers her with the Financial Industry Regulatory Authority. Her practice focuses on financial advisory services for clients in the region.
A FINRA CRD (Central Registration Depository) license indicates that Dawn Jean Kleis is registered with the Financial Industry Regulatory Authority, the primary regulator of securities brokers and firms in the United States. This registration means she has met baseline compliance and qualification requirements to conduct securities-related business. The CRD number serves as her unique identifier within FINRA's system, allowing clients to verify her regulatory standing and disciplinary history through public databases. This oversight helps protect investors by ensuring advisors maintain professional standards.