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David Alan Rice is a financial_advisor professional located in Pittsfield, MA. They specialize in financial advisory. With over 22 years of experience, they bring deep expertise to every client.
David Alan Rice - Raymond James & Associates, Inc. holds an active professional license (FINRA CRD) for your protection.
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David Alan Rice is a financial advisor based in Pittsfield, MA, with 22 years of experience in the financial services industry. He is affiliated with Raymond James & Associates, Inc., a major brokerage firm. His FINRA CRD registration indicates he operates under the regulatory framework of the Financial Industry Regulatory Authority, which oversees investment professionals and brokerage activities across the United States.
A FINRA CRD (Central Registration Depository) number signals that David Alan Rice is registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees brokers and investment advisors. This registration means he meets FINRA's qualification standards and operates under their rules and supervision. FINRA registration is required for professionals who buy, sell, or advise on securities and other investment products, ensuring compliance with federal securities laws and industry standards.