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Brian Mullen is a financial_advisor professional located in Plymouth, MA. They specialize in financial advisory. With over 20 years of experience, they bring deep expertise to every client.
Brian Mullen - Merrill Lynch, Pierce, Fenner & Smith Incorporated holds an active professional license (FINRA CRD) for your protection.
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Brian Mullen is a financial advisor based in Plymouth, Massachusetts, operating through Merrill Lynch, Pierce, Fenner & Smith Incorporated. With 20 years in the financial services industry, Mullen brings extensive experience to client relationships. His registration with FINRA (Financial Industry Regulatory Authority) reflects compliance with federal oversight standards for investment professionals. Mullen works within one of the nation's largest financial services firms, serving clients across a range of investment and wealth management needs.
Brian Mullen holds a FINRA CRD (Central Registration Depository) registration, which means he is registered with the Financial Industry Regulatory Authority and subject to federal oversight. This registration is required for professionals offering investment advice and securities services. FINRA maintains strict standards for licensing, continuing education, and ethical conduct. The CRD number serves as a public record of his registration status and disciplinary history, allowing clients to verify his credentials and regulatory standing through FINRA's BrokerCheck system.