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Nicholas Kenneth Olson is a financial_advisor professional located in Pomfret Center, CT. They specialize in financial advisory. With over 4 years of experience, they bring deep expertise to every client.
Nicholas Kenneth Olson - Commonwealth Financial Network holds an active professional license (FINRA CRD) for your protection.
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Nicholas Kenneth Olson operates as a financial advisor in Pomfret Center, Connecticut, through Commonwealth Financial Network. With four years in the financial services industry, he holds a FINRA CRD registration, which governs his work with investment products and advisory services. His registration number is 7471415. Olson works within the regulatory framework established by the Financial Industry Regulatory Authority, which oversees brokers and advisors operating in securities markets.
A FINRA CRD registration means Nicholas Kenneth Olson is registered with the Financial Industry Regulatory Authority and authorized to conduct investment advisory and brokerage activities. This registration requires compliance with FINRA rules and SEC regulations governing securities transactions, client disclosures, and fiduciary responsibilities. The CRD (Central Registration Depository) number on file allows clients and regulators to verify his registration status and disciplinary history. This oversight ensures he operates within established standards for handling client assets and providing investment guidance.