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Scott M Mardy is a financial_advisor professional located in Prescott Valley, AZ. They specialize in financial advisory. With over 9 years of experience, they bring deep expertise to every client.
Scott M Mardy - Foreside Fund Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Scott M Mardy operates Foreside Fund Services, LLC, a financial advisory firm based in Prescott Valley, Arizona. With 9 years in the financial services industry, Mardy holds a FINRA CRD registration, which governs his work in securities and investment advisory services. The firm serves clients seeking guidance on financial matters, drawing on Mardy's experience navigating regulatory frameworks and industry standards.
Scott M Mardy's FINRA CRD registration indicates he is registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees securities brokers and advisors. This registration means Mardy has met baseline qualification requirements and is subject to FINRA's regulatory oversight, including compliance rules and customer protection standards. The CRD (Central Registration Depository) maintains his disciplinary history and professional background, which clients and regulators can access. This registration is essential for anyone offering investment advice or securities services in the United States.