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Douglas Lee Ritter is a financial_advisor professional located in Red Wing, MN. They specialize in financial advisory. With over 35 years of experience, they bring deep expertise to every client.
Douglas Lee Ritter - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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Douglas Lee Ritter operates as a financial advisor in Red Wing, Minnesota, under LPL Financial LLC. With 35 years in the financial services industry, Ritter brings extensive experience to client relationships. His practice is registered with FINRA, the regulatory body overseeing broker-dealers and investment professionals. LPL Financial LLC serves as the broker-dealer platform supporting his advisory work. Clients working with Ritter benefit from his three decades of industry tenure and established operational infrastructure.
Douglas Lee Ritter holds a FINRA CRD registration, which identifies him as a financial professional whose activities are monitored and regulated by FINRA (Financial Industry Regulatory Authority). This registration means he operates under FINRA's compliance and ethical standards, with his background and qualifications maintained in a central database accessible to regulators and the public. FINRA oversight establishes baseline requirements for training, conduct, and disclosure practices that govern his interactions with clients and management of client assets or recommendations.