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Brett Douglas Guiley is a financial_advisor professional located in Richmond, IN. They specialize in financial advisory. With over 25 years of experience, they bring deep expertise to every client.
Brett Douglas Guiley - Level Four Financial, Llc holds an active professional license (FINRA CRD) for your protection.
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Brett Douglas Guiley operates Level Four Financial, LLC in Richmond, Indiana. With 25 years in the financial advisory field, Guiley brings extensive experience to client financial planning and investment guidance. The business is registered with FINRA (Financial Industry Regulatory Authority) under CRD #4145989, indicating compliance with federal securities regulations and industry standards for financial professionals.
A FINRA CRD registration means Brett Douglas Guiley is registered with the Financial Industry Regulatory Authority, the primary regulator of securities brokers and investment advisors in the United States. This registration requires background checks, compliance training, and ongoing adherence to federal securities laws and ethical standards. Clients can verify registration details and disciplinary history through FINRA's public database, providing transparency into the advisor's regulatory standing and qualifications to handle investment and financial planning matters.