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Charles Alan Valenzuela is a financial_advisor professional located in Ridgefield, CT. They specialize in financial advisory. With over 49 years of experience, they bring deep expertise to every client.
Charles Alan Valenzuela - Cetera Wealth Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Charles Alan Valenzuela operates Cetera Wealth Services, LLC, a financial advisory firm based in Ridgefield, Connecticut. With 49 years in the financial services industry, Valenzuela brings extensive experience to wealth management and advisory work. The firm is registered with FINRA under CRD #829110, which enables oversight and compliance monitoring within the securities industry. Clients evaluating financial advisors can verify registration status and disciplinary history through FINRA's public database.
A FINRA CRD registration indicates that Charles Alan Valenzuela and Cetera Wealth Services are registered with the Financial Industry Regulatory Authority, the primary self-regulatory organization for securities brokers and advisors. This registration means the firm operates under FINRA rules, undergoes regular compliance reviews, and maintains required capital and insurance standards. Clients can access the advisor's registration details, employment history, and any regulatory actions through FINRA's BrokerCheck system, providing transparency into professional standing and background.