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Sumit Kumar is a financial_advisor professional located in Riverside, CT. They specialize in financial advisory. With over 10 years of experience, they bring deep expertise to every client.
Sumit Kumar - Stone Lake Wealth Management, Llc holds an active professional license (FINRA CRD) for your protection.
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Sumit Kumar operates Stone Lake Wealth Management, LLC in Riverside, Connecticut. With 10 years in the financial advisory field, Kumar brings experience in wealth management and financial planning. The firm holds a FINRA CRD license (number 4709765), which governs securities and investment advisory activities. Stone Lake Wealth Management serves clients seeking guidance on financial matters and investment strategy.
A FINRA CRD (Central Registration Depository) license indicates that Stone Lake Wealth Management and its representatives are registered with the Financial Industry Regulatory Authority. This registration means the firm and its advisors are authorized to conduct securities transactions and provide investment advice under FINRA oversight. FINRA registration requires compliance with regulatory standards, continuing education, and adherence to conduct rules designed to protect investors. The license number on file allows clients to verify the firm's registration status and disciplinary history through FINRA's public database.