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Chase David Smith is a financial_advisor professional located in Rockford, MI. They specialize in financial advisory.
Chase David Smith - Main Management, Llc holds an active professional license (FINRA CRD) for your protection.
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Chase David Smith operates Main Management, LLC in Rockford, Michigan, offering financial advisory services. The business is registered with FINRA under CRD license number 6755241, indicating participation in the Financial Industry Regulatory Authority's oversight system. This registration connects the advisor to regulatory frameworks governing securities and investment practices. Prospective clients should verify current licensing status and service scope directly with the firm.
A FINRA CRD (Central Registration Depository) license number indicates the advisor is registered with the Financial Industry Regulatory Authority, which oversees securities brokers and investment professionals. This registration means the advisor operates under FINRA's regulatory framework and compliance requirements. The CRD system maintains records of an advisor's qualifications, employment history, and regulatory actions. Clients can use the CRD number to verify licensing status and review any disciplinary history through FINRA's public database.