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Mitchell Warren Lyons is a financial_advisor professional located in Rockford, MI. They specialize in financial advisory. With over 18 years of experience, they bring deep expertise to every client.
Mitchell Warren Lyons - Mitch Lyons Wealth Llc holds an active professional license (FINRA CRD) for your protection.
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Mitchell Warren Lyons operates Mitch Lyons Wealth LLC in Rockford, Michigan, offering financial advisory services. With 18 years in the financial services industry, Lyons brings substantial experience to client relationships. The business is registered with FINRA (Financial Industry Regulatory Authority) under CRD number 4272125, which provides oversight of securities-related activities and advisor conduct. This registration ensures compliance with federal securities regulations and industry standards governing financial advisory practice.
FINRA CRD registration indicates that Mitchell Warren Lyons is registered with the Financial Industry Regulatory Authority, the primary regulator of securities brokers and investment advisors in the United States. This registration means the advisor operates under FINRA's rules and supervision, which govern conduct, sales practices, and client interactions. FINRA maintains a public database of registered professionals and their disciplinary history, providing transparency about an advisor's background and regulatory standing. This registration is essential for anyone providing investment advice or managing client securities.