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Paul Francis Spizzuoco is a financial_advisor professional located in Rockland, ME. They specialize in financial advisory. With over 26 years of experience, they bring deep expertise to every client.
Paul Francis Spizzuoco - Purshe Kaplan Sterling Investments holds an active professional license (FINRA CRD) for your protection.
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Paul Francis Spizzuoco is a financial advisor based in Rockland, Maine, operating through Purshe Kaplan Sterling Investments. With 26 years in the financial services industry, Spizzuoco brings extensive experience to client relationships. He holds a FINRA CRD registration, which indicates his involvement in securities and investment advisory work. His long tenure in the field reflects sustained engagement with financial planning and investment management for clients seeking professional guidance.
A FINRA CRD registration signals that Paul Francis Spizzuoco is registered with the Financial Industry Regulatory Authority, the primary regulator for securities brokers and dealers in the United States. This registration means he operates under FINRA's oversight and must comply with industry standards for conduct, competency, and client protection. The CRD (Central Registration Depository) number is a unique identifier used to track regulatory history, qualifications, and any disciplinary actions. Clients can verify his registration status and background through FINRA's public database, providing transparency about his regulatory standing in the financial services industry.