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Mitch Herold is a financial_advisor professional located in Rockledge, FL. They specialize in financial advisory. With over 9 years of experience, they bring deep expertise to every client.
Mitch Herold - Merrill Lynch, Pierce, Fenner & Smith Incorporated holds an active professional license (FINRA CRD) for your protection.
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Mitch Herold is a financial advisor based in Rockledge, Florida, operating through Merrill Lynch, Pierce, Fenner & Smith Incorporated. With 9 years in the financial services industry, he works with clients on investment and wealth management matters. His practice is registered with FINRA (Financial Industry Regulatory Authority), the self-regulatory organization that oversees broker-dealers and their representatives. Herold holds FINRA CRD registration, which documents his qualifications and disciplinary history within the industry.
Mitch Herold's FINRA CRD registration indicates he is a registered representative with the Financial Industry Regulatory Authority. This designation means he has passed required licensing exams and meets FINRA's regulatory standards to offer investment advice and conduct securities transactions. The CRD (Central Registration Depository) number on file serves as his official identifier within the securities industry and allows clients to verify his registration status and review his regulatory history through FINRA's public database. This registration provides oversight of his conduct and compliance with securities regulations.